Showing posts with label narrative. Show all posts
Showing posts with label narrative. Show all posts

01 March 2024

Fallacies Intentional and Unintentional


This is my Goodreads review of The War on Music by John Mauceri. It turned into more of a summation of everything I've been churning over for the past several years.



Scattered amongst the howlers is a story that deserves to be told. Two stars for that story, zero for its rendering here.

This review is both too long and too vague. I blame the bullshit asymmetry principle .

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There are some notes and citations at the end, but really this is a polemical work and not a scholarly one. It is a mad dash on the hamster wheel for Mauceri, who repeatedly stakes out some patch of moral high-ground only to tell on himself later. Even the digression on sour liner notes is recapitulated when, in the acknowledgments, he says, "Many peers have read this manuscript, some of whom were enraged. ... What was hated—and why—taught me a great deal." One can only hope. But for now he has merely doubled down, as any polemicist must.

10 July 2023

Richard Maltby—The Cinema of Disintegration


Richard Maltby
Harmless Entertainment:
Hollywood and the Ideology of Consensus

(1983)



CHAPTER 10

MERE ANARCHY: THE CINEMA OF DISINTEGRATION

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...

PACKAGING CONCEPTS

The fragmentation of production coincided with the merger of the major distribution companies with larger corprate groupings. The period from 1966, when Gulf and Western took over Paramount, to 1969, when Kinney National Services merged with Warner-Seven Arts, saw an upheaval in company ownership more substantial even that that of the early 1930s. The majors diversified, predominantly into other media, or were absorbed into conglomerates attracted by their undervalued stock, their film libraries and their real estate. However, the reorganization of the industry that followed diversification was a less fundamental change than that provoked by the Paramount decrees. By and large, it extended the effects of divorcement. The merger with other media concerns, particularly the record industry, was in a sense only an extrapolation of the majors' post-

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Paramount commitment to a power-base in distribution rather than production, and the growth of independent production completed a process begun in the early 1950s.

Hollywood's acquisition by conglomerates has, to a degree, merely been the swapping of one set of distant masters for another. The new landlords of the Dream Factory, like their predecessors, have pursued the primary motivation of profit; on occasion obtained by slum clearance projects like Kirk Kerkorian's sale of M. G. M. assets to build a Las Vegas hotel, or the urban renewal program of Century City on the back lot of the Fox studios. But if Hollywood has shrunk physically under corporate ownership, with its volume of production declining from 196 features in 1969 to 106 in 1978, its business remains much the same, and in one respect only have the new patterns of ownership made a significant difference to the way it conducts that business. The role of the mogul has been abolished: Hollywood's recent studio executives are men under different influences from those of Warner or Cohn. They share a trait common among corporate management, of frequent mobility of employment. Where Mayer ruled M. G. M. from 1924 to 1951, the studio saw six different studio heads in the years between 1968 and 1979. Only Warner Brothers and Universal had the same management team throughout the decade, while career structures like that of David Picker are increasingly the norm. Picker became President of United Artists in 1969, left to go into independent production in 1973, became head of production at Paramount in 1975, and returned to independent production for Lorimar in 1977. This pattern of short tenure in senior management helped to remove the last vestiges of any identifiable studio styles. By the mid-1970s the post-Paramount attitude of regarding each production as a one-off event had reached a point where none of the majors any longer possessed a recognizable identity either in its personnel or its product.

The corporate acquisitions and the economic crises of the late 1960s occasioned the removal of the old guard. Box-office failures combined with the spectacles of the counter-culture (Haight-Ashbury, Chicago, Woodstock) to offer further evidence that Hollywood's liberal consensus was no longer adequate to the demands of a more youthful and volatile audience. The accepted explanation was that the industry had lost contact with its audience because there were too many old men with too much control over production to encourage the right material. In response,

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Hollywood engaged in an unparalleled wave of parricide. Its most conspicuous victims were the last surviving moguls. Jack Warner sold his interest in the studio in 1967 to embark on a notably unsuccessful career in independent production. Darryl Zanuck lost the last in a series of proxy fights at Fox, and retired in 1971. Between 1966 and 1973 all the majors acquired new, much younger production heads, drawn as often as not from outside the immediate confines of Hollywood. The more public search for the kid genius director concealed a more enduring palace revolution giving power to a younger generation of executives whose previous careers were most likely to have been in television, talent agencies or "creative management."* If the personnel changed, the professional ethos remained the same. Heads of production continued to insist on their ability to gauge an unstable public taste, and to argue that the nature of the industry militated against predictable profit margins.

In other areas of its financial operations, the new Hollywood was more susceptible to corporate influence. The long-term response to the financial crisis of the late 1960s was for the majors to withdraw further from direct involvement in production, concentrate on financing and distribution, and find more ways of hedging their bets over investment. Tax shelter finance became an important source of production funding in the early 1970s when bank capital was more cautious about investment in films, and it probably saved Columbia from collapse. Occasionally two companies would jointly finance a large-scale production, sharing distribution rights. Of greater significance was the practice of pre-selling films to exhibitors by demanding non-refundable guarantees in advance of screenings, passing the loss on unsuccessful blockbusters like A Bridge Too Far (1977) and 1941 (1979) onto the owners of the empty theatres. In mid-decade the majors began to recognize and capitalize on the value of ancillary markets to the point where television sales in particular were commonly negotiated in advance of production, and their revenues taken into account in calculating budgets. Such mechanisms of distributor protection


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*e.g., James Aubrey, former head of CBS-TV, who became President of MGM in 1969; Ted Ashley, former agent at William Morris and founder of the Ashley Famous Agency, who took over production at Warner Bros in 1977; David Begelman, co-founder with Freddie Fields of Creative Management Associates, who became Columbia's production chief in 1973.

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meant that, at least for them, a film might show profit without drawing audiences. Their regular distribution fee, of 30 per cent of rentals, guaranteed them healthy windfall profits on "supergrossers," while also delaying the point at which every film was deemed to have broken even, after which the distributor would have to pay the film's producers a percen- tage of the profits.

Distributors negotiated from a position of strength to ensure their own stability, if necessary at the expense of exhibitors and producers alike. Theatre owners and television companies might have to carry the can for occasional unexpected box-office failures, but producers were more consistently penalized by overhead charges, punitive deductions for going over budget and interest charges while the film was recouping its costs. Although the commonly accepted notional figure for a film breaking even is 2.5 times its negative cost, on occasion distributor manipulation of figures prevented a film declaring profit up to a point well in excess of its notional break-even level. In December 1979 Fox declared that Alien, with a negative cost of $11m, had so far earned $48m in worldwide rentals and was still $2.5m in deficit. The net result of these distributor practices has been a pattern of broadly stable and increasing profitability for all the majors during the decade. By 1980, Ned Tanen, President of Universal Theatrical Pictures, was confident enough in both the certainty of profit and the uncertainty as to how it would be earned to declare,

the business projections we make for each year usually end up correct within one or two percentage points. We end up where we thought we were going to be, but we never, ever get there the way we thought we were going to get there.

Stabilized distribution economics and a mobile corporate bureaucracy are the real legacies of the crisis of the late 1960s, not, whatever Francis Ford Coppola's good intentions, greater freedom for the individual filmmaker.

The dominance of the major distributors suggests that the influence of the smaller production or production-distribution companies has been exaggerated by writers in pursuit of critical genealogies rather than economics. In itself, the Hollywood Renaissance of 1969-71 was an inconsequential event: in search of the profitable youth film and uncertain where to find it, the studios floated independent

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production companies with radical intentions (in particular BBS and Pressman-Williams) by agreeing to distribute their product, and themselves backed a few small-budget first features by young directors. After Easy Rider, these were almost uniformly unsuccessful: the few "anti-Establishment" successes at the turn of the decade were either large-budget productions such as Little Big Man or Carnal Knowledge, or, like Midnight Cowboy and M*A*S*H, were made by older and more established directors.

The illusion of the Hollywood Renaissance has, on the other hand, been of more consequence in formulating the received history of the 1970s, largely because of the allegedly crucial influence of one man, Roger Corman, in sponsoring the first efforts of the majority of directors who attained critical prominence in the rest of the decade. Michael Pye and Linda Myles, in particular, have promoted Corman's centrality to the American cinema of the 1970s, in their book The Movie Brats. His record of success is not to be denied: Bogdanovich, Coppola, Scorsese, Kershner, Nicholson and Wexler all got their breaks via Corman, while his company, New World, was the prototype for Coppola's American Zeotrope, which itself sponsored Lucas. But Corman is (in almost any terms, but particularly economically) a peripheral figure in the film industry. Whatever claims to critical attention he may have, the nature of Corman's low-budget operation inevitably places it outside the orbit of the major companies, on whose omissions and miscalculations it is to a large degree dependent. Like his mentors Sam Arkoff and James B. Nicholson of American International Pictures, Corman's stock-in trade has been the exploitation of otherwise unrequited demand, whether that be as producer of biker movies or as American distributor of Cries and Whispers. His reasons for employing young talent have equally always been economic. Untried directors, actors and crew eager to make their first film are cheaper than seasoned and unionized professionals. AIP, New World and their imitators have largely taken over the function of B-features as the training-ground for talent the majors will later absorb.

Corman's historical importance stems from his commercial success in the period of the majors' greatest insecurity. But his working procedures were not a solution to Hollywood's economic problems, because they did not provide the majors with substantial enough product. In the early 1970s they were prepared to employ anyone, even Russ

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Meyer, who might provide a clue to audience taste. By mid-decade, they had abandoned their scruples and committed themselves to producing and distributing the kind of overtly sensationalist material they had previously avoided, and independents like Corman could not compete in production values with the likes of The Omen and Carrie (both Fox, 1976). With the decline of low-budget production, Corman's critical cultism and his commercial reputation began to ebb.

It may be that the most significant legacy of the brief rise of the exploitation movie in the Hollywood Renaissance was the majors' adoption of exhibition patterns that independents like AIP had been pioneering earlier in the decade. Saturation booking, the simultaneous release of a film into a large number of theatres at the same time, was a standard practice among exploitation filmmakers, whose economics required the rapid recoupment of investment. The majors began experimenting with it in the late 1960s, shortly before they started to use national television advertising. Strategies of this kind greatly increased distribution costs by expanding publicity budgets and print costs. Where in 1960 a maximum of 350 prints of a film might be made, by the late '70s a movie given blockbuster treatment might require as many as 1000 prints. Expenditure on publicity now regularly exceeds a film's negative costs (Fox spent $10. 8 million making Alien, and $15. 7 million advertising it). Such marketing mechanisms, available only to a limited number of films at a time, inevitably reinforce the distributors' blockbuster mentality. The new economics revealed themselves clearly enough in 1971, when the year's top-grossing film, Love Story, earned more money in domestic rentals than the next three highest-grossers combined.

As James Monaco has pointed out, what is notable about this economic strategy is that it is an essentially conservative response to a situation of limited audiences. The increased expenditure on publicity, with its tacit acknowledgment that it is possible to sell a film to the public, provides a further mechanism of distributor control. A low-budget production like American Graffiti may produce phenomenal profits when measured by the ratio of rental income to negative cost (in this case of 5000 per cent). But the decision to sell the film vigorously enough to make such earnings possible lies with the distributors, whose preference remains for the reliable investment. American Graffiti's success bought George Lucas a fourteen-fold increase in budget for his next film, Star Wars, the most remunerative movie in Hollywood

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history. By comparison to American Graffiti, it yielded a mere 1855 per cent profit on investment. But it was a product more satisfactorily geared to the logic of a corporate economics seeking market stability than the much less predictable earnings of Lucas' earlier film. Despite the enormous cash-flow figures of individual films, the blockbuster approach to marketing is, like all distributor mechanisms, designed to guarantee commercial stability rather than maximize profits. In this respect, it is in the grand tradition of Hollywood economics, where a superficial extravagance conceals a fundamental conservatism.

In contrast to the calamities of 1969-71, relatively few blockbusters have failed to cover their negative costs in the later 1970s, given the protection for the distributor provided by exhibitors' advance guarantees. On the other hand, blockbuster economics have a peculiar and apparently cyclical habit of getting out of control. At the outset of the cycle, unexpectedly large profits accrue to one or more films, provoking a wave of imitations formulaically repeating the successful film's attractive "elements." Production and marketing budgets expand in the attempt to produce more of the same, to a point where investment in production exceeds any possibility of recoupment, and companies suffer heavy losses as a result of overproduction. Retrenchment, in the form of limitations on budgets and a drop in the number of films produced, follows until the cycle repeats itself with another spectacular financial success provoking imitation. From the crash of Cleopatra in 1963 the cycle has repeated itself twice, reaching its critical stage in 1969-71 and 1980- 81. The most recent crisis, involving films such as Hurricane (1979), Raise the Titanic (1980), and most notoriously Heaven's Gate (1981) has not, however, been nearly so severe as the previous decade's, because the major distributors have maintained a firmer grip over expenditure, on occasion simply deciding to write off a $22 million investment in the production of Sorcerer (1977) rather than plough an equivalent amount into its promotion. The losses on individual films in 1980-81 were, in any case, occurring in a broadly buoyant market. The crisis was provoked rather by a degree of laxity in the supervision of a number of substantial projects and the box-office failure of a cycle of disaster movies, rather than the complete breakdown of producers' ability to predict public taste. The conservative blockbuster approach, with its commitment to marketing rather than production, remains fundamentally sound.

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To some extent, the differences between the production methods of exploitation movies and the packaging of blockbusters is merely a question of scale. In 1955 AIP was pioneering a process of commodity packaging by constructing a film around a title and an advertising campaign. The Beast from 10,000 Leagues has mutated into American Gigolo, initially constructed around a title and John Travolta (replaced, with a drastic cut in the budget, by Richard Gere). The essential change has been the mutation of the idea ("You bring me an idea, " said Jack Berners. "Things are tight. We can't put a man on salary unless he's got an idea.") into the concept ("That notion of the gigolo as a metaphor for the man who can't receive pleasure hit me and from that moment I had a metaphor that was uniquely representative of that problem.") The heavy emphasis on marketing strategies, combined with the absorption of distribution companies into multimedia conglomerates, has elevated the concept to a central place in contemporary Hollywood construction. Movies no longer exist as autonomous industrial products, but are increasingly manufactured as one item in a multi-media package. Star Wars, with its toys, games and bubble-gum spin-offs, is only the extreme version of the conventional packaging of a concept as film, record, "novelization," and so on. The use of pre-sold source material, in novel or play form, was hardly new in Hollywood, but producer Robert Evans set a precedent when he persuaded the publishers of Love Story to print 25,000 copies of the book by offering $25,000 for its promotion. Integrated and jointly financed promotion campaigns became increasingly the norm in the late 1970s, by which time the hype had become almost an art-form in its own right. The carefully orchestrated publicity campaign for Jaws ensured that the film's release just happened to coincide with widespread reporting of shark sightings around the American coast. Timing in such complex campaigns could be crucial in other areas, too. The disaster for Star Wars had nothing to do with the film. It was in not having the children's toys in the stores in time for Christmas.

This process of multi-media packaging has effectively substituted for the studio in the placement of an individual film. Instead of being part of a balanced cluster of films produced out of the same studio, it has become one of a group of products occupying different places in the media web. Likely to be the most profitable individual element, the status of the movie has nevertheless been diminished by a need for formal compromise with the demands of other

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products. In its construction, its producers have been obliged to consider the possibilities for its exploitation as a series of linked but separate commodites, and to compile their package accordingly.

As Hollywood terminology the package has a more specific meaning relating to the assembly of a production. Stars, script (or concept), and less frequently a director or producer, are "packaged" by a talent agency or an independent producer, and this package is then offered to one of the majors for financial backing or a distribution deal. Apart from its tendency to de-emphasize narrative, such an assembly procedure is no more novel than the pre-sold source, but it is another function formerly performed by the studios and now dispersed among a more amorphous body. Packages can be initiated by a wide variety of sources, and it is contemporary Hollywood folk wisdom that more time and effort is spent in the arrangement of the packages than in the resulting film, the process being made more complicated than previous systems of production by the competing interest of the various individuals involved. As Joan Didion put it in her essay "In Hollywood,"

... to understand whose picture it is one needs to look not particularly at the script but at the deal memo.

She provides an acute analysis of the aesthetics of the deal:

The action itself is the art form, and is described in aesthetic terms: "A very imaginative deal," they say, or, "He writes the most creative deals in the business." ... The action is everything, ... the picture itself is in many ways only the action's by-product.

The deal mentality is the result of uncertainty; many more films obtain money for development costs than go into production, and each individual, to stay in reasonably frequent work, needs to be involved in several projects at the same time in the expectation that one of them will come to fruition. This is particularly true for independent producers, whose income generally comes from profits rather than project development money, and who must therefore gamble on as many deals as he or she can keep going. Deal psychology has also facilitated--as well as in part being caused

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by--the predominance of agents in contemporary production. The speculative and negotiating skills needed by the producer as deal-maker have much more in common with those of the talent agent than they do with the organizational and financial abilities required by a studio producer. Since the deal was inaugurated by Arthur Krim and Robert Benjamin of United Artists in 1951, the dividing line between agent and producer has become ever thinner, and the occasions on which the agent has become the producer more common. The most grandiose version of this occurred in 1962, when MCA was forced by the Department of Justice to abandon its talent agency activities and took over Universal, but the list of former agents who have become producers or heads of production is almost endless, and it is these figures who supply and maintain the deal mentality, and the insecurity it breeds.

While Didion's recognition of the substantial irrelevance of the final product to the processes of its packaging is further evidence of the New Hollywood's narcissism and incoherence, it should not in itself be seen as evidence of a decline. Packaging is no more detrimental to film production than the modes of organization it has replaced; those, like James Monaco and Pauline Kael, who insist on seeing it as such have essentially failed to recognize that Hollywood never existed to make films, but rather to make people go to the movies. Like the studio system, the goal of packaging is the production of entertainment; like the studio system, packaging functions as an arrangement for reducing emphasis on the role of the content in what is being sold. The logic of media conglomeration has widened the marketplace in which the product is sold. It is now as tangibly on offer in book- and toy-stores as it is in movie theatres. In the process, its nature has changed.

The aesthetics of the deal have combined curiously with the critical enhancement of the director's status to produce, in the work of Spielberg, Lucas, De Palma and Milius, films which at the same time demonstrate a "personal cinema" through their mannerisms and operate the mechanistic structures that James Monaco has aptly identified as those of an "entertainment machine," much less concerned than earlier movies with telling their audience a story. Repeated assertions that the story is seldom a central element in deal-making indicate the extent to which narrative has been dethroned. Steven Spielberg suggests,

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What interests me more than anything else is the idea. If a person can tell me the idea in twenty-five words or less, it's going to make a pretty good movie.

But it is unlikely to be a film in which narrative reaches any great level of complexity, something which is clearly true of all Spielberg's films, which comprise situations allowing for plenty of spectacle but little plot development.

The speed with which narrative declined as a force in the movies in the 1970s may be indicated by looking at the decade's one contribution to Hollywood's repertoire of genres, the disaster film. Disaster movies are contemporary, debased epics, but more importantly they represent the archetypal package vehicle, the instrument the majors found for spending their money on predictably appealing spectacle. As a genre, they share neither an iconographic nor a narrative consistency, but rather an assembly of elements: stars in emotional conflict, sustained in crisis by a physically restricting situation. Airport, the first success of the disaster cycle, established a conventional pattern by which the audience is attached to the narrative by its concern for individual characters. Later variants overtly dislocated the competing elements that Airport successfully held in tension. Airport and its sequels maintain a linear (if circular) narrative: the survival of its characters is attached to the fate of the aircraft. All of them survive or perish together, however big or small their billing. The Poseidon Adventure (1973) is much more selective. Not only does its situation manage to dispose of all the minor characters (they are drowned en masse minutes into the film), but it also permits spectacle to be detached from any plot obligation. Random incident determines the fate of individual characters: Shelley Winters has a heart attack, Stella Stevens falls into a burning oil slick. Since the plot itself cannot develop--either some or all of these characters will survive or they won't--relations between characters are required to fill in the gaps between the film's spectacular occurrences. Because the situation supplies them with so little to sustain dialogue ("how do we get out of here?", "Where do we go next?") and the need to make the right choice to stay in the movie, they have to talk about something else. Hence the amount of time given over to discussing how fat Winters is, and the unprovoked belligerent exchanges between Gene Hackman and Ernest Borgnine.

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The result is an overt and unintegrated application of sentiment, most apparent in Winters when for no good reason she remarks to her husband, Jack Albertson, "Manny, how long is it since we told each other I love you?" At her death she repeats the same function with a more explicitly symbolic purpose, as she gives Hackman the Jewish sign for Life she has brought for her grandson. Separable incidents such as these provide an arbitrary and imposed meaning for the action, which otherwise remains spectacularly independent of significance.

Irwin Allen's next production, The Towering Inferno (1974, Fox and Warner Bros, a package assembled by Creative Management Associates), carries the process further, eliminating narrative altogether and substituting a game pattern of random incident and problem-solving for its characters. The film's introduction establishes a number of potentally complex character relationships with a thematic issue, mainly revolving around the complicity of William Holden and Richard Chamberlain in the breaching of safety codes. These are hastily abandoned once the fire breaks out, and are used instead to confirm characters' positions. Chamberlain becomes the film's bad guy, Holden's moral ambiguity is simply forgotten in the confusion. Where in The Alamo the survivors represent the hope of the future, the best Holden can offer by way of moral summary at the end of The Towering Inferno is, "All I can do is pray to God that I can stop this from ever happening again." The film operates the mechanisms of earlier narrative forms--Jennifer Jones' cat becomes a sentimental object embodying loss when O. J. Simpson gives it to Fred Astaire at the end--but operates them detached from a continuous narrative. The film is a series of disconnected exchanges between characters interrupted by the spectacle of the fire. Its packaging revolves round its situation and its consortium of stars. Characters are paired off in the introduction, offering a multiplicity of separate stories which the film may or may not choose to develop. The quantity on offer permits the film to dispose of some of them at random: Robert Wagner's clandestine affair with Susan Flannery ends abruptly when they become the first victims of the fire; Jennifer Jones arbitrarily falls to her death. Any character or story is available for sacrifice without disrupting the spectacle, and the only guarantee for survival is star status. By the same token, individual

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scenes operate as separate and complete units in themselves, unconnected to the rest of the film. Paul Newman, Jones and two children spent ten minutes negotiating a demolished staircase, an incident quite detached from events occurring elsewhere and getting them, literally, nowhere. Immediately after wards they discover their route down is barred, and have to climb up again.

The film revolves around creating incidents engineered by an arbitrary chance, such as the cement which blocks the door into the party room. No adequate explanation is offered for its presence, no justification required except that it provides grounds for another scene. Its placement is as fortuitous as that of the wall-light which Newman uses as a foothold to climb up to the pipeshaft in the same scene. Instead of seeking narrative continuity, the film is constructed like a set, with each group of characters isolated in their own area. What provides its coherence is not any sense of continuity or character development (the characters actually get simpler as the film progresses, and moral status is finally reduced to how well each character behaves when he or she stands in line for the bosun's chair, but the performances of its stars. Richard Dyer has commented on the importance of the stable camera and the stars' charisma in making the audience secure as they witness a disaster, but the stars' performances have another function as well. They--particularly Newman and McQueen, but also Holden--are the only sources of coherence in a film whose content is concerned with collapse, destruction, and deconstruction. Against this, the stars fulfillment of their industrial, commercial function directs the film away from a concern with loss, death, pain and money to a celebration of its performers, whose presence is necessary to justify and explain away everything else in the film. The audience witness performance as they witness spectacle, and since neither proposes causal relationships between consecutive events, they must accept arbitrariness in the film's plot progression.

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The impression of arbitrariness in the reporting of disaster reinforces the arbitrary quality of experience itself, and the absence of continuity in the coverage of events, as today's crisis yields to a new and unrelated crisis tomorrow, adds to the sense of historical discontinuity--the sense of living in a world in which the past holds out no guidance to the present and the future has become completely unpredictable.

Although Christopher Lasch's remarks are primarily directed against the news media, they apply equally to the narrative structures of packaged blockbusters. A variety of psycho-sociological explanations for the disaster movie phenomenon have been offered, and they can readily enough be identified as part of a larger conglomeration of films (including the science fiction packages which replaced them and horror films) which explore the bourgeois American hero's confrontation with the Unknown. This general emphasis seems at first sight almost too easy to identify as a significant cinematic response to the circumstances of the 1970s. Specifying what provokes such heroic insecurity is, however, rather more difficult, particularly in a critical climate dominated by psychosexual interpretations (the shark in Jaws as both phallus and vagina dentata). What has been less frequently pointed out is the aptness of the disaster movie as a metaphor for the film industry's own situation. Faced, at the beginning of the decade, with economic catastrophe and un- certainty about audience demand, Hollywood responded by abandoning the structures of narrative continuity that had previously served it so well, and inaugurating a cycle of speculative investments in disaster in which the only security, for audience and industry alike, came from star performances. The Unknown in these films is not merely contained in their content, but also in the way they are put together out of separable elements. Later variants of the package took the phenomenon to even greater extremes. Close Encounters of the Third Kind makes no attempt to connect its scenes or explain itself. As a narrative it is incomprehensible, as a story it spends two-and-a-half hours getting to the point at which a 1950s science fiction movie would begin. The Unknown in the American cinema of the 1970s is, more than anything else, a matter of narrative structure, a question of what commercial cinema should do if it is not to tell stories. Both the initial problem and its apparent solution came from the new instrument of consensus, television.



...

[357] American Graffiti might more conventionally be described as nostalgic, but nostalgia is only a form of fantasy. Nostalgia consists in a particular relation to history, in which objects are displaced from their material context in time and relocated in another framework detached from their original position. American Graffiti is no more set in 1962 than Star Wars is set "In a distant galaxy long long ago and far far away." It is set in 1973, fixed there by the style of its images and performances, and creates a fantastic version of Modesto, California by its nostalgic consumption of objects loosely belonging to the period it claims to represent. Nostalgia collapses into sentiment in the film's last shot, when it arbitrarily attempts to revise itself by entering history with a deterministic account of its characters' subsequent lives. The nature of the film is suddenly and drastically changed. Instead of remaining within the safe space of the fantasy movie, where privileged characters can produce non-causal performances, it suddenly claims that this night has been a formative experience, a dramaturgy which will lead to change in the external world. Curt escapes the closed world which will kill John and stifle Steve (Ron Howard) by going to college and becoming a writer in Canada, presumably to escape the draft. In a vestige of the liberal tradition, Terry the Toad (Charlie Martin Smith) is killed in Vietnam because he is physically inept with a motor scooter.

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Nostalgia has pervaded the American cinema of the 1970s as a leitmotif of narrative uncertainty. In the films of Dick Richards, for example, it seems as if the authenticity of the costumes and the labels on the tin cans is used as a substitute for coherent story development. The Culpepper Cattle Company (1972) resolves itself by a familiar device in films which make some initial attempt to reconsider the presuppositions of their genre. It collapses into generic conventionality, with the bad guys developing consciences and saving the wagon train. The same strategy of collapse can be found in Coma's (1978; dir. Michael Crighton) abandonment of its assertive heroine (Genevieve Bujold) and in the gradual conversion of Alice Doesn't Live Here Anymore (1974; dir. Martin Scorsese) from a film about Ellen Burstyn's independence into a "woman's picture." At the beginning of the film, she and her neighbor fantasize about Robert Redford. At the end, she gets Kris Kristofferson.

Another of Richards' contributions to the decade's generic nostalgia, Farewell My Lovely (1975), offers an alternative response in employing the insecurities of film noir. The investigative narrative and its archetypal heroes, the private eye and the journalist, emerged in 1974 as figures for post-Watergate fictions. Their heroic status was compromised by their inability to bring their narratives to a successful resolution (Chinatown, The Parallax View); instead, the films beguiled their audiences with the notion that the central characters were as confused about the plot as they were. The employment of noir fixtures was a self-conscious justification for narrative confusion. The audience was presented with a recognizable terrain inhabited by objects and lighting codes remembered from earlier films, and this evocation of displaced objects directed attention away from plot to the image and the central performances of bewilderment and uncertainty.

The resort to nostalgic conventions and the unconvinced re-enactment of generic patterns is indicative of the more general collapse of temporal coherence in films of the 1970s. Wherever else in American culture the sense of historical continuity has come under attack, Hollywood has measured its deterioration in the growing failure to construct coherent linear narratives. Temporal connection, the primary tool of narrative causality, has been increasingly abandoned in favor of structures that declare their incoherence. Dog Soldiers (1978; dir. Karel Reisz) is in many respects (its presentation of space for example) notable for the old-

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fashioned conventionality of its construction. But it makes no attempt to place its characters in time, either historically (the film might be set in 1971 like the book on which it is based, or it might not), or in their movements from scene to scene. Instead, there is an assumption of simultaneity: the audience is forced to assume that the disparate events affecting the two principal characters occur at more or less the same time if it is to construct a comprehensible narrative sequence--a task which the film passively declares is not its responsibility. As it progresses, Dog Soldiers degenerates into a chase movie and its central conception of splitting the post-Vietnam American hero into two individually inadequate and mutually dependent characters collapses. By the climax both have become capable of heroic action, the motivation for which remains inaccessible to the audience, since neither character has previously offered a rationale for his actions. Ray (Nick Nolte) declares at one point, "I don't always have to have a reason for the shit I do," and the unmodulated performances of both Nolte and Michael Moriarty provide the spectator with no evidence of their motivations.

Where the American cinema of the consensus developed its mechanisms of construction around a requirement to produce narratives that were rigid in their linear determinism, the cinema of disintegration has commonly abandoned the attempts to tell stories at all, providing rather a sequence of events arbitrarily connected by the fact of their being edited together. From this the audience may construct as much of a story as they feel capable of. This loss of confidence in the ability to construct a sequential narrative time reveals itself most clearly in a reluctance to provide an ending. Star Wars does not just announce that it is not set in the conventionally remote future of science fiction but in the distant past. At its end it declares that it is the fourth episode in a series of nine.

More normally, Hollywood's recent products have refused to provide a sense of resolution in their conclusion, and have abandoned their central protagonists to an ambiguous fate. Gene Hackman seems particularly prone to this discomfiture. In Night Moves (1975; dir. Arthur Penn), he is left wounded in a disabled boat which describes circles in an otherwise empty ocean. The Conversation (1974; dir. francis Ford Coppola) closes with him playing the saxophone in the apartment he has just demolished. While the conclusion of Penn's film is clearly open to metaphorical interpre-

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tation, the end of The Conversation is merely ambiguous, available to signify anything. Coppola is notorious for the difficulty he has in ending his films, Apocalypse Now (1979) being merely the most spectacular and extravagant example. But the reluctance of Hollywood's contemporary self-conscious auteurs to provide endings which locate the meaning of their films is remarkably consistent. One might argue that the ambiguity of the final "God Bless America" sequence of Michael Cimino's The Deerhunter (1978) is an economic necessity, since a film which refuses to declare its attitude to American involvement in Vietnam is a safer box-office bet than one which does. One might argue that it allows the audience a choice of interpretation, or that it reflects the ambivalence of American response to the war. What it undoubtedly does do is to leave the film open as a text for an endless critical game-playing over its ideological implications, which may well guarantee Cimino's dubious status as an auteur simply by the weight of paper devoted to him. As part of a more general tendency, the contemporary emphasis on an aesthetics of performance would suggest that, since "Robert De Niro is The Deerhunter," whatever Robert De Niro does has the support of the film.

The privileging of performance which is so consistent a feature of the Hollywood product in itself disrupts the temporal continuity of a causal narrative. In performance structures, what a performer does at the end of his or her routine is no more significant than what he or she has done at any other point. The openness of Altman's (or, to a lesser extent, Coppola's) films to almost infinite restructuring is evidence of this, and endorses the argument that a fixity of meaning simply is not present in these inherently incomplete texts. By not telling a story (but rather offering several incomplete stories for the spectator to choose from), such films cannot be said to occupy narrative time. It is, then, hardly surprising that so little of the American cinema of the 1970s has concerned itself with an investigation of temporal structure, preferring instead to abandon time as a fictive concern either by the resort to nostalgia or by making narrative construction entirely the responsibility of the audience.

One of the few consistent exceptions to this general practice has been Sam Peckinpah's reassessment of the primary cinematic myths of America. Peckinpah's critical neglect during the decade has been curious: dismissed for his apparent political conservatism and misogyny and condemned for his depiction of violence, Peckinpah has never-

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theless conducted the most complex revision of cinematic temporal structures since Welles (or perhaps Griffith), and provided a functioning solution to the problem of joining inside and outside while operating firmly within the new post-television aesthetic. Peckinpah's films, however pessimistic their thematic conclusions might be, present some of the few coherent discussions of the pervasive phenomenon of incoherence in the contemporary American cinema and, contrary to most critical assumption, reconsider the problematic nature of heroism in a universe where morality can no longer be straightforwardly attached to physical decorum.

His early films (up to The Getaway, 1972) play on the extent to which their central characters exist as heroic outsiders because of their opposition to temporal progress. One advertising slogan for The Wild Bunch (1969) was, "The land had changed. They hadn't." It was equally applicable to the two gunfighters in Ride the High Country, Tyreen in Major Dundee, Cable Hogue and Junior and Ace Bonner. Usually aging men running out of space in which to act because time (progress) has made them redundant, Peckinpah's early heroes engage in some futile, romantic, and usually fatal gesture of rebellion, a sub-Hemingway stance which has clung as firmly to Peckinpah's public persona as it once did to John Huston's.

His later films, however, have questioned the traditional mechanisms of heroism. His central characters lack moral certainty, and they are also deprived of the guarantee of heroic status their performances might bring them elsewhere. Pat Garrett and Billy the Kid (1973) does not concern itself primarily with Billy, whose mythic status is secure before the film begins, and who has nothing to achieve except its confirmation by his death. Instead Peckinpah concentrates attention on Garrett, who falls victim to the moral incompatibility of his desire to survive to be "rich, old and grey" and his need for individual independence. As a mythic force, Billy remains immune from narrative pressure, a situation reinforced by the industrial status of Kristofferson's performance. His physical movement is unaffected by the events of the film, and he relaxes into a separable activity of role-playing which represents both Billy the Kid and Kris Kristofferson, country-rock star. By contrast, James Coburn demonstrates his entrapment within the narrative, and his vulnerability to historical processes by becoming stiffer and more pained in his movements as the film progresses. Garrett's tragedy lies in his gradual discovery that a pro-

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fessional commitment to a linear course of action guarantees neither the loyalty and respect of his corporate employers nor the moral endorsement of the film and its spectators.

Peckinpah's subsequent films all assume the moral vacuum Garrett discovers. Bring Me the Head of Alfredo Garcia (1974), The Killer Elite (1975) and Cross of Iron (1977) occupy an anarchic terrain in which betrayal is endemic and heroism is inevitably compromised. Their central characters all function within a framework which assumes that their personal objectives will prove incompatible with those of the larger external forces which have determined the circumstances the film presents. For the protagonists, any action is permissible in the quest for survival, from the mutilation of a corpse to the murder of a child, but such figures can no longer hope for the sympathy of their audience. Nor, increasingly, do they seek it; Steiner (James Coburn) has no attachments to anything outside his platoon, and no rationale for his behavior except survival in what he describes to the Russian boy they take prisoner as No Man's Land. None of the characters in Cross of Iron enact positions which the audience can endorse, since the conventional yardsticks of morality by which they might be judged are not contained within the film. Steiner's brutal laughter, which closes the film over images of dead children, is an acceptance of the arbitrariness of the war the film depicts, and of the film's depiction of it.

Peckinpah's films match their deconstruction of moral certainty with an equally deliberate deconstruction of the spatial and temporal certainties within which such a moral certainty might exist. The films realize the condition of arbitrariness rather than merely depicting it, and force the audience to experience the condition of their characters by paralleling the characters' moral situation with the physical, perceptual situation of the audience. At its broadest, this process is signalled by Garcia's beginning and ending on a frozen frame: cinematic time is displayed as an arbitrary construct, which the film is free to play with as it wishes, and which the audience must simply endure acceptingly. Where, in his earlier films, Peckinpah employed slow motion to render ambiguous the spectator's response to a brutal action by revealing its grace, his later films employ it to reveal the arbitrariness with which the film travels through the gate of the projector. Slow motion ceases to indicate a significant event, as it did in The Wild Bunch, but rather to divert the audience's attention to incidental

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physical trajectories, such as the arc described by the spent shells ejected from a sub-machine gun. Peckinpah repeatedly demonstrates the moral incompatibility of cause and effect; Cross of Iron returns again and again to intercut shots of explosions and artillery shells being ejected. This is a description of process, established by a kind of angle-reverse angle cutting, but one which is only made possible by the recognition that the cinema constructs its space according to unique laws which enforce a relation between two consecutive images.

As juxtaposition constructs significant space, it also enforces temporal progression. The tank battle in Cross of Iron enacts in microcosm the narrative process of Garcia. The sequence begins with a series of static shots of the Russian tanks, cut together in an accelerating montage which animates the tanks themselves into movement. The film constructs not only its own moral landscape, but also its own momentum, which arbitrarily obliges or interrupts the movement of its characters. Peckinpah's aesthetic is constructed around the acknowledgment that the American cinema of the 1970s can place any two shots together and create an arbitrary meaning through the creation of an arbitrary space and time. It is an aesthetic that makes no concessions to the audience, who are offered fewer and fewer positions they may comfortably adopt, either spatially, temporally, or ethically. In Cross of Iron, the spectator becomes a redundant witness to a process completely out of his or her control.

In Peckinpah's films, the audience's only recourse is to a morality external to the film itself. In this deliberate anarchy is the most coherent statement of the endemic incoherence of contemporary American cinema. The collapse of consensual structures has led the American film into an apparently unavoidable oppositional stance to the primary source of consensus, television. The best hope it has offered has been the suggestion that it is possible to survive a disaster movie, but the heroic status of survivors, from Travis Bickle to Rolf Steiner, is uncertain to say the least. Even the most closely argued of these films oblige the audience to keep a distance from the screen which threatens them. The juvenile attempts at consensus via a conservative engagement in fantasy have merely produced a reactionary cinema of escapism that re-enacts Hollywood's simplest generic and heroic archetypes without the context that once gave them meaning. The more complex articulations of Coppola or Altman limit them

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selves by their exclusion of the audience, and their refusal to offer a fixed meaning. The nihilism of this response achieves its most deliberate formulation in the anarchy of Peckinpah's world









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INTERLUDE


THE MULTIPLE REVISIONIST AND THE DETACHED
NARCISSIST: DON SIEGEL AND CLINT EASTWOOD


The increasingly provisional nature of cinematic structures in contemporary Hollywood in many respects echoes the practices of the filmmakers of Dissent. In interviews, Scorsese is fond of declaring that his tracking shots borrow from Fuller's. But the disintegration of consensus has eliminated the context in which Fuller might register his dissent through his mobile camera, leaving only the empty form for Scorsese to imitate.



Richard Maltby—The Cinema of the Consensus


Richard Maltby
Harmless Entertainment:
Hollywood and the Ideology of Consensus

(1983)



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CHAPTER 7

UNITED WE STAND:
THE CINEMA OF THE CONSENSUS


The social condition and the institutions of democracy impart, moreover, certain peculiar tendencies to all the imitative arts, which is easy to point out. They frequently withdraw them from the delineation of the soul, to fix them exclusively on that of the body; and they substitute the representation of motion and sensation for that of sentiment and thought: in a word they put the Real in place of the Ideal."--Alexis de Tocqueville

Tain't what you do, it's the
    way that cha do it,
'Tain't what you do, it's the
    way that cha do it,
'Tain't what you do, it's the
    way that cha do it,
That's what get results.
  Sy Oliver and James
      'Trummy' Young



THE INVISIBLE POLITICS OF STYLE

An ideology which refuses to distinguish between the good of the individual and that of society discovers democratic compromise not in the resolution of conflict between opposing interest groups, but in the achievement of a con-

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sensus among the body of enlightened individuals.   Populist ideology inclines towards status concerns against interest politics as consensus transcends compromise. While the progression to a consensus over issues through compromise is a common democratic activity, once again the individualist orientation of a populist democratic sentiment

!!

militates against so simple a development. Rather, the consensus appears at a mediated level, that of the terms in which issue-related political debate can take place. The consensus forms not at the level of opinion over issues, but at the level of the manner in which that opinion is presented--the style and rhetoric of political discussion. This mediated consensus over political style affects more than the manner of political discourse. By determining the ways in which politics may be discussed , it also determines the areas of political discussion , enabling some subjects to fall within its parameters of tolerable disagreement, and restricting others from doing so. Welfare provision was a permissible political topic in the 1930s, the institution of the family was not. A consensus over political style thus allows the maintenance of the dual illusion on which American democracy is based. The fiction of the unity of individual and social interest is upheld by the uniformity of political style, but that uniformity also permits the man of goodwill to disagree over specific issues.

A consensus of style is central to the American political tradition, since only in such circumstances can these two primary fictions of American democracy be maintained. Everyone has pledged allegiance to a rhetoric of unity that at the same time grants the individual the right of dissent and precludes him or her from institutionalizing that right of dissent in a political program . Populism practices "a moderate anarchy" perfectly embodied in the Vanderhof household of You Can't Take It with You. Asserting the absolute freedom of the individual, the film is nevertheless committed to a purely apolitical protest. Grandpa demoralizes the tax inspector by denying the need for an income tax, but later announces, "I was only having fun with him, I don't owe the government a cent." The individual's assertion of his individualism commits him to political ineffectuality, since it restricts the ready emergence of easily identifiable group loyalties and deprives the individual of the ideological means of locating himself in relation to others. *

__________
*In the American cinema, the particular preoccupa-    (cont.)

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The result is to decrease the importance placed on those areas of disagreement, and emphasize those of already established consensual opinion --in other words to exacerbate the problem by formalizing and institutionalizing it. Emphasis drifts away from a politics of issues toward a politics of style. Such a tendency has been recurrent in American political history, and this argument would go far to explain the severity of the collapse of political stability when it has occurred. Consideration of divisive issues within the institutions of political debate has been postponed until they reached extreme points of crisis, when the consensus of style was destroyed, overwhelmed by the force of events which carried the arguments outside the normal political arena, and generally into violent forms of expression.

Since the mechanisms of consensus emphasize status over interest politics, the maintenance of consensus becomes most difficult when a change in the balance of economic power is not matched by a change in the balance of political power. The consensus is assailed--and may or may not collapse--either by groups who fear for their political or social position as a result of their economic decline , or by groups whose economic circumstances are improving without a concomitant improvement in their political power or their social prestige . The largest and most conspicuous example of this phenomenon in American history is the Civil War, but the rise of Populism and the radical protest of the 1960s can be seen as having origins conforming to a similar pattern. Since the consensus model is particularly incapable of dealing with economic issues (because its tenets were framed before social analysis in economic terms became the norm), it is predictable that the crises of the consensus should most frequently occur during alterations in the economic balance of society: the rise of the Northern industrial states, the agricultural depressions of the 1880s-1890s, the economic elevation of the young and the minorities. But once the consensus is upset by the appearance of these economic factors for which it has not catered, and which assail particularly the maintenance of the myth of men of goodwill, the main



__________
tion of the film noir genre. Bogart's alienated and paranoid hero in Dark Passage (Warner Brothers, 1947, prod. Jerry Wald, dir. Delmer Daves) is an archetypal example of such a characterization, but the presentation of urban settings in crime films has always tended to stress the element of personal dislocation from the social environment.

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force of the assailing movement is commonly directed into an issue which is only peripherally related to its principal grievance : slavery, free silver, the Vietnam war.* This process makes possible the survival of the consensus ,** because it permits the ratification of new patterns of production and consumption , and thus allows the absorption of the dissenters .

If American history may be seen as a series of attempts to establish a consensus in which the divergent forces of interest politics can be veiled over by agreement as to political style, then the re-emergence of an adapted consensus of political style constitutes the re-establishment of political stability. Agreement over the areas and manner of political discourse places restrictions on the extent to which disagreement over specific issues is possible within the system operating under the consensus. Such disagreements may no longer be extreme enough to threaten the disclosure of the fictions upon which the consensus is based. Invisibility is essential. The consensus over style must pass unnoticed, so that neither it, nor the fictions which it sustains, are available for discussion. In the practical operation of the consensus, its function is to divert political analysis away from a consideration of its own workings and towards a consideration of specific issues which do not present a threat to its continuation . To ensure its own survival, the consensus prefers to deal only in the small change of political controversy. However, it must also amplify the importance of those issue-related debates it can accommodate, to route attention away from its concealed influence. When stable,



__________
*Maurice Zolotow comments with a somewhat surprised air on the level of acceptance that John Wayne's films--with the exception of The Green Berets--found among young radical groups of the 1960s. What Wayne and his young audience had in common was not , clearly, their positions on issues , but the style of their approach to those issues . Since Wayne's structural position in The Green Berets--and the political assumptions underlying that position--are actually no different from those in, say, The War Wagon (1967; dir. Burt Kennedy), True Grit (1969; dir. Henry Hathaway) or The Alamo, this unexpected example indicates the potential inaccuracies liable to result from a simple process of labeling by content.

**With the exception of the Civil War, which is the only occasion on which the consensus has collapsed completely.

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it operates as a closed system, determinist in so far as it can restrict the areas of controversy it permits. Moreover by reinforcing its basic assumptions through the mechanisms by which it functions, it can separate off those areas of controversy from each other , and more importantly, detach them from itself. The fact of its determinism is concealed by the flexibility it allows itself over the range of political questions it has deemed permissible.

What, above all, it determines is the relationship individual citizens perceive themselves to have with political institutions. Issues of controversy are , indeed, vital to the persistence of that perceived relationship, since they make it seem active and mutable. Furthermore, the prospect of their successful resolution reinforces the primary fictions of consensus politics. During the New Deal, Roosevelt's use of committees of experts with widely divergent and even opposing views on the issues for which they were supposed to determine policy served less as a useful means of discovering solutions to problems than as a device to present the appearance of unified activity in search of those solutions. It was a precise and shrewd application of the myth of men of goodwill, and its failure to be of practical assistance was less important than its partial success in rehabilitating the myth for the government.

The effect of a closed and individualized narrative structure in films of as varied overt political persuasion as The Green Berets and Guess Who's Coming to Dinner? is similar. The affirmation of the myth of men of goodwill, and the embodiment of the possibility of a solution in the individualist terms of that myth by the specific resolution of the film's narrative, permit the films to avoid an engagement with the issues which their plot situations raise . The film's theme is stated rhetorically in generalized terms, by characters who can resolve its individual formulation in the story. By a concealed but false logic, it moves from the statement of a general issue to a particular manifestation of it, and from the resolution of that manifestation to the proposal of a general solution--a proposal that is never more than: if only we were all as much men of goodwill as Spencer Tracy, Sidney Poitier or John Wayne, the problem would disappear .



Again, this is "conservative" only in the consequentialist sense of tending on the whole to leave things as they are. In the absolute sense, meanwhile, it can serve any ideology which has managed to achieve consensus ("hegemony"?).

Hence it may just as well be said of the nominally "progressive" entertainment of today that,

By a concealed but false logic, it moves from the statement of a general issue to a particular manifestation of it, and from the resolution of that manifestation to the proposal of a general solution .

This certainly can be entertaining! But otherwise it is not too helpful.


The issue such films purport to discuss is, by the mechanisms of its discussion, as entirely detachable from the film's narrative as is the message of goodwill with which we are meant to leave the cinema. In relation to the notion of consensus politics, the consistency

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of both films' stylistic approach to their subject matter is of greater import than the superficial differences political stances.

PERFECT REPRODUCTION

The primary fiction that the Hollywood cinema of the consensus--to whose aesthetic strategies The Green Berets and Guess Who's Coming to Dinner? both adhere--requires its audience to accept is that they should think of the story a film is telling them as if it were a real event . That is not to say that they are intended to regard, say, the story of The Wizard of Oz as having actually taken place in front of a fortuitously-placed camera. But they are expected to operate a particular suspension of disbelief in which the mimesis of the photographic image reinforces the circumstantial and psychological "realism" of the events those images contain, so that they can presume upon those normative rules of spatial perception, human behavior, and causality which govern their conduct in the world outside the cinema . Thus they may respond to the characters as if they were real people, and regard the story that is told through the characters as if it were unfolding before them without the mediation of cameras or narrative devices. Obviously, this illusion of actuality is a carefully fabricated construct, in which the narrative is a closed, predetermined structure unavailable to the audience's direct manipulation . But there has arisen a consensus between filmmakers and audience which agrees to sidestep those tortuous questions of what constitutes a "realist aesthetic," which so delight and befuddle film theoreticians and critics, by the presumption: as if.

In attempting to come to terms with the nature of cinematic realism, we must first confront, and deconstruct, part of the critical legacy of Andre Bazin, the Myth of Total Cinema. Describing the goals of Nièpce, Muybridge, and the other precursors of cinema, he argues,

In their imaginations they saw the cinema as a total and complete representation of reality; they saw in a trice the reconstruction of a perfect illusion of the outside world in sound, colour, and relief.

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... The guiding myth, then, inspiring the invention of the cinema, is the accomplishment of that which dominated in a more or less vague fashion all the techniques of the mechanical reproduction of reality in the nineteenth century, from photography to the phonograph, namely an integral realism, a recreation of the world in its own image, an image unburdened by the freedom of interpretation of the artist or the irreversibility of time.

The aim accords with the ideology of nineteenth-century science: the pursuit of objective descriptions of phenomena. Bazin does not, however, comment on the content of this objective realism, or describe what reality it sought to reproduce. The reality of microbes photographed through a microscope is of a different kind to the reality reproduced in a Hollywood studio , but Bazin was less than precise in distinguishing between the technical goal of accurate visual (and aural) recording, and the aesthetic pursuit of a convincing illusion. The influence of the myth of total cinema has sustained this confusion between mimesis and narrative in much of the "Realist debate."

The cinema's central mechanisms, the camera and the sound recorder, are products of nineteenth-century scientific inquiry, and demonstrate its quest for objective recording. As a result, they reproduce the perceptual conventions dominant in the societies in which they were invented: monocular perspective, for example. Sound technicians in the early 1930s were obliged to evolve such a perceptual convention in the development of sound perspective. Limited by the technology of omni-directional microphones, early sound films tended to present dialogue at a uniform volume regardless of the closeness of the shot. During the early 1930s, a compromise between intelligibility and distance perception was developed. Technical improvements created an illusion of depth, adjusted to the scale of the image, without losing sound clarity. The evolution of sound perspective is a paradigmatic example of Hollywood's technical concerns. While the rhetoric of such research consistently described its aim as greater "realism," it used the term in an imprecise and indefinite sense. By one criterion, upheld since Bazin as fundamental to cinematic realism, the change from orthochromatic to panchromatic stock was a move away from a realist aesthetic, since the new emulsion was less sensitive to light and so restricted the depth of field in the image. By another criterion, the sensitivity of panchromatic

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film to the whole color spectrum produced a more accurate reproduction of reality, with a greater sensitivity to tonal variation. In the films of the 1930s the "realism' achieved by the addition of sound was in some sense offset by the further reduction in depth of field necessitated by the use of silent incandescent lights in place of the brighter but noisy carbon arc lamps used for silent filming. If the motivation behind technological improvements in Hollywood is to be labeled as an impulse towards a greater "realism," that term cannot be ascribed a fixed meaning in terms of a particular constitution of the image. Most certainly, "realism" cannot be equated, as Bazin sought to, with an increased depth of field.

On the other hand, technical development was not an independent objective unrelated to the broader aesthetic strategies that Hollywood practiced. The myth of total cinema as a driving force behind technological innovation is confounded by Hollywood's delayed and reluctant acceptance of the possibilities offered by color and 3-D. The technical processes the studios did research (back projection systems, for example) and the improvements, in areas such as film stock, which they readily accepted, were geared towards the more efficient manufacture of a seamless illusion . The more sensitive Kodak Plus-X stock introduced in 1938 resulted in a reduction in set lighting levels, and hence production costs, rather than an increase in depth of field. The development of effective large-screen back-projection systems in 1932 greatly increased the amount of material that could be shot in the controlled conditions of a studio sound stage rather than on location. Economy, clearly, was one motivation for technical change. Another, at least as pervasive and certainly more evident, was the desire implicit in the ideology of entertainment to conceal the artifice of production. Sound technicians rapidly adopted the practice of "Blooping"'--painting a diamond-shaped area over a sound splice to transform an abrupt and potentially disruptive sound cut into a smoother and less noticeable rapid fade. The mechanics of the sound track's construction, and the heterogeneity of its sources, were concealed behind the apparent naturalness of its continuity.

In this, of course, the sound track was following the practice of Hollywood continuity cutting. The evolution of continuity editing codes --the 180° rule, eyeline matching, angle-reverse angle cutting, and so on-- is again conventionally explained as subservient to some vague aesthetic of

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"realism,"   but it can more satisfactorily be accounted for in terms of Hollywood's preference for narrative and its pursuit of as invisible a technical style as possible. Continuity cutting is above all an efficient way of ordering images into an immediately comprehensible narrative. The 180° rule, for example, ensures that characters maintain consistent spatial relationships within a scene, and allows the spectator to assume the relative position of figures not included in any particular shot. He or she can therefore concentrate more readily on the story being revealed, since the mechanics of its narration can be taken for granted. "Realism," in any sense that implies the reproduction of reality, is a less obvious objective for such a system than effortlessness and ease of comprehension. The elimination of work for the spectator is encouraged by a definition of entertainment and leisure as being non-work activities. The invisibility of the work of production is determined both by the privileging of narrative which directs the spectator's attention away from the mechanics of a film's construction and toward its primary product, the story, and by the logic which dictates that for an audience to be effortlessly entertained, its entertainment must itself appear effortless. Continuity cutting facilitates the audience's willing suspension of disbelief, and disguises the fact of the closed, predetermined narrative, by molding the series of discontinuous events in time and space from which the film is constructed, into a perceptually continuous whole. Through its various codes, editing makes the cut as unnoticeable--as "invisible"--as possible, by cutting, in Bazin's phrase, "according to the material or dramatic logic of the scene."

Such procedures assume the existence of an unstated agreement between film and audience about the nature of the cinematic experience as being primarily to do with the creation and consumption of palatable dramatic narratives whose formal structures were not the object of the audience's attention. The invisibility of the cinematic apparatus, from sound editing to the projectors' reel changes, was part of "the magic of the movies." But the manufacture of a seamless narrative was not bound up with the reproduction of external reality . Hollywood's cinematic contract left the audience aware of the illusion, and aware of its complicity in the creation of that illusion. What it strove to do, through the invisible mechanics of its "realism," was to make the illusion as benevolent, and as effortlessly available, as possible .

Continuity cutting reached its first phase of full

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development in sound cinema in the mid-1930s, along with the image of the star as the perfected common man. Both can be seen as responses to the "realistic' imperatives of the new sound technology which, as Peter Wollen suggests, had renegotiated the contract between film and audience. With the introduction of sound,

the role or place of the spectator changes, ... from being a spectator watching the action to being in the role of "invisible guest."

with this increase in the spectator's complicity in the act of cinematic narrative, the silent cinema's quest for the exotic was replaced by Lionel Atwill's goal as the mad sculptor in Mystery of the Wax Museum (Warner Bros, 1933; dir. Michael Curtiz)--"perfect reproduction." The phrase harmonizes the technical pursuit of more convincing illusions of actuality with the representation of society offered in narratives of the consensus. Presenting the personalized drama as if it were a real event served to link the central character--the star--and his audience emotionally, at the same time that it separated them by the star's perfection.



You mean...it's not only that damned "high art" that performs such a separation ?!


It was a perfection not only of appearance, but also of physical abilities, wit, and most of all timing, which came from the concealed manipulations of the architects of his narrative. In precisely the same way that Hollywood cutting was obliged to effect the invisibility of the expertise that produced it, so the expertise that went into the processing of a star as the glamorized representative of his audience was also required to be self-effacing. "Perfect reproduction" channeled audience response towards an unquestioning acceptance of the star's emotional, moral, and ultimately ideological authority by providing spectators with a matrix of references to behavior and circumstance in the external world which they would validate through their own experience. The cinema of the consensus thus became a place like the real world, only better. Perfect illusion spoke to imperfect actuality as product to consumer. Cosmetic disguise limited the spectator's self-awareness during the film, and stressed his or her direct relation, as receiver, of the film as an organic entity and of the message that was the film's story. Indissolubly linked with this process, perfect reproduction emphasized the unilateral system of communication that resulted from diverting attention away from technique and concentrating it on plot or theme.



Richard Maltby—Story as the Cheapest Form of Novelty



Richard Maltby
Harmless Entertainment:
Hollywood and the Ideology of Consensus

(1983)


[26]

THE CANNING BUSINESS

"After all, pictures are shipped
out in cans. We're in the can-
ning business."
Sammy Glick



... "There is ever present the obligation to entertain those who pay the price for what they believe will be entertainment." [Joseph] Breen's job was to ensure that Hollywood produced "entertainment which tends to improve the race, or at least to recreate and rebuild human beings exhausted with the realities of life."

As well as this prescription, the movies were also expected to contain a number of known or anticipated ingredients, which can be characterized in several ways. In fulfilling its "obligation to entertain" the Hollywood movie had, like any other non-durable consumer product, to meet certain standards of quality. Predictable quality was indicated by the same criteria as might be employed by a manufacturer of canned food: the reputation of the producing company's brand name (MGM, Warner Brothers), and the quality of the product's ingredients (starring Cary Grant and Jean Arthur, [etc.]...) Commercially, film, like canned food, required that its customers could anticipate enjoying it by contemplating the mixture of known and reliable ingredients.

On the other hand, while one can's contents should taste exactly like another's, a film needed to present at least the illusion of being distinct from every other film. Even the most formularized B-film entailed a separate act of production and had to supply its spectator/consumers with an element of novelty to keep them engaged in its consumption, as well as the predictable ingredients which would initially lure them to the cinema. Advertising slogans often sought to make this joint appeal. ...

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... Campaigns mounted around a star... offered the audience a novel experience from a familiar, reliable source, an idea perhaps most concisely expressed in the advertisements for Ninotchka, which simply announced, "Garbo laughs."

According to legend, Brian Foy, "The Keeper of the Bs" at Warner Brothers, kept a large pile of scripts permanently on his desk. A completed film's script would go to the bottom of the pile, and after it had worked its way up to the top, it would be remade with a different cast, setting, period, or alteration of other details. Whether or not the story is apocryphal (and Foy did once boast that he had made the same film eleven times), it illustrates an important aspect of Hollywood production techniques: the development of archetypal structures through industrial pressures . The most common criticism of the American cinema, that it is repetitive and formulaic , is in a sense an acknowledgment of its effectiveness as a commodity , as well, of course, as being a tacit declaration in favor of a particular bourgeois individualist notion of art. The operation of such archetypal structures is most clearly visible in B-features because they operated under the most stringent economic restrictions. A typical Republic budget of 1951, for one of its cheapest "Jubilee" category of films with a total production cost of $50,000, shows an expenditure on story and script of $1,800, less than the cost of the unprocessed film to shoot the picture. Operating within such tight financial limits, the cost of developing new material was prohibitive. It was cheaper to keep a stable of contract writers to revamp familiar plotlines. The pressure of a fixed budget exerted similar influence at all stages of production, encouraging the employment of stock companies and stock shots, existing sets and pre-arranged lighting and camera set-ups.

While most acute in B-features, such economic pressures existed in all areas of Hollywood production. The system, as Harry Cohn explained to Robert Parrish, was geared to volume production.

Now, let me give you some facts of life. I release fifty-two pictures a year. I make about forty and buy the rest. Every Friday, the door of this studio opens and I spit a movie out onto Gower Street....  If that door opens and I spit

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and nothing comes out, it means that a lot of people are out of work--drivers, distributors, exhibitors, projectionists, ushers, and a lot of other pricks.

[Parrish, Growing Up In Hollywood]

Standardization was as much an economic necessity in film production as in any other industrial process , and it appeared in the form of conventional or formulaic structures. Warner Brothers, which prided itself on its cost efficiency, was the studio most inclined to remakes. It produced, for example, three versions of The Maltese Falcon in ten years. Throughout Hollywood a standardization of budgeting, scheduling and casting (two stars per A-feature) was the norm.*

This standardization was the means by which predictable quality could be guaranteed to the audience. Its effect was evident in the two most advertised mechanisms of its operation, the film genre and the star system. Both functioned as practical and prior operating indexical systems upon which the audience could base their consumption decisions. A knowledgeable audience would have expectations of a film starring Clark Gable or of a gangster movie, and would decide to go to it or not depending on their past response to identifiably similar products. Although much less considered either by audiences or, in the main, by subsequent criticism equivalent mechanisms operated within the film itself, to provide conventional patterns by which the audience decoded the representation of plot, character, movement, space and time. These various mechanisms, examined in more detail later, formed a matrix of conventional structures within which a fiction comprehensible to its audience could be constructed. Although not immutably fixed, such fictive conventions provided the predominant source of predictability in a Hollywood film, while the equally necessary element of novelty was supplied by the particular story the film narrated.

The audience's principal activity in the cinema is the construction/ consumption of the story the film is telling.

__________
*Jeanne Thomas Allen argues that "Standardisation is primarlly the outcome of the interchangeability of parts made possible by the development of precision tools to replicate identical component systems," and suggests that it might be possible to extend this notion beyond its application to technological development into "the standardisation of film products for marketing efficiency."

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That this is so can be empirically demonstrated by looking at the volume of film criticism that concerns itself only with examining story and theme, as easily as it can be done by asking an audience what the film they have just seen is "about." (Not many people will tell you that it's "about" the dialectical relationship between sound and image track, although every film is "about" that.) This is partly the result of the functional system of film production: the story is the simplest and cheapest ingredient to change and therefore the cheapest form of novelty . Partly, it is simply a matter of societal habit: the ritual consumption of particular, frequently repeated stories is an activity largely reserved for children. The elderly woman who went to The Sound of Music more than 200 times was regarded as such a freak phenomenon that the cinema she patronized took her out of the economic system by giving her a free pass! While the movies clearly do supply frequently repeated fictions describing the same social arenas and presenting the same moral/ideological conclusions, the details of their stories vary. The audience is always buying a new product. The primacy of the story as the object of consumption is also, however, guaranteed by the nature of the fictive conventions used to present it. The mechanisms of these conventions seek to efface themselves, allowing the audience to assume their operation without taking particular notice of them. Eyeline matching is one convention the audience is likely to take for granted, the iconography of a Western is another. The process by which conventions are assumed and disregarded concentrates the audience's attention on the story. It is, in the main, the superstructure of a film that we observe, while the continuity of its deep structures are taken for granted.

"I hope you realize that you're making a perfect
spectacle of yourself," Katharine Hepburn to Cary
Grant in Bringing Up Baby.

If a binary opposition between novelty and predictability, the familiar and the original, can be proposed in the Hollywood product, an overlapping opposition, between narrative and the spectacle of performance, can also be argued for.* While the primary object of consumption is a film's


__________
*In film and literary criticism, "narrative" tends to be used in two senses, corresponding to its adjectival and noun forms. Bordwell and Thompson define a narrative as "a  (cont.)

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story, a second, and sometimes competing, source of audience pleasure is in witnessing spectacular events or the performances of favorite stars. The star system not only provided its audience with commodities other than films to consume, it also provided them with an alternative way to consume the films. The "star vehicle," as Frank McConnell says, existed "primarily, if not solely, for displaying its leading players in as many of their postures as possible." Sneak preview questionnaires asked their audiences to comment on the principal performances separately from the story. The audience's consumption of film as spectacle was accepted by Hollywood's production and advertising alike, as an alternative to engaging the narrative.

...

This tension between narrative and performance is a constant, and perhaps determining, feature of the American cinema. In its largest terms a consensual Hollywood fiction is engaged in both activities at the same time. It


__________
chain of events in cause-effect relationship occurring in time," which is straightforward enough and overlaps considerably (as the dictionary definition of the noun permits) with story. As an adjective, however, narrative refers to the activity of telling a story, rather than that which is told. This ambiguity is inconvenient, and I shall try to keep my use of the term to its second, adjectival, meaning. It should then be clear that narrative refers to something distinct not only from "story," but also from "fiction," which is a larger entity which will encompass both narrative and performance structures .

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performs its conventional articulations--of genre, star persona, space--in the process of narrating its story. They are closely related by separable activities, and the audience can selectively direct its attention towards either or both. While consuming the story spectators may also admire and later imitate) the gestural codes of their favorite performers, or the other codes of spectacular performance that the film offers, such as dress codes in fashion. The codes of the film's performance, both internally (the conventions of the film's construction) and externally (the film's references outside itself to performance codes in the everyday world), operate as a framework in which the act of narration can take place. But the individual spectator may choose to concentrate his or her attention on the conventions themselves: there is an inevitable sense of ritual in watching The Oklahoma Kid's operation of Western conventions, which is inextricably bound up with their effect on the narrative. It is clear from very early on that the film will climax with Cagney shooting it out with Bogart; it is clear that Bogart will be killed, and it is also clear that either Cagney or his brother (Harvey Stephens), who are both in love with the Girl (Rosemary Lane), must die to leave the way free for a romantic resolution. It is not, however, clear which brother will be killed, since the various conventions at work conflict with each other. Cagney is quite used to giving up the Girl to someone more respectable and dying at the end of the picture (The Roaring Twenties, Angels with Dirty Faces), but an outlaw hero can get away with more reprehensible conduct than a gangster, since the frontier offers more possibility than the city for redemption by a good woman. The spectator can be interested in how the story turns out, or in how the film solves the problem of its conflicting conventions. Equally, he or she may view the individual image as a unit of the story, concentrating on the narrative relationships between objects in the frame, or as a spectacle in itself, looking at the objects within the image as separable elements. Neither of these modes of audience behavior is aberrant; both are sanctioned by the way the film is constructed, although different films will find different points of balance. Ultimately the choice of emphasis, for film, audience and critic, is political, since to stress the performance of a film is to signal its artificiality, while privileging its narrative affirms its continuity and holistic nature.

Some generic conventions allow performance to interrupt or fracture narrative more readily than others; musicals and comedies, for example, expect the disruption of

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their narrative progression by separable acts of performance where epics contain their spectacle within the larger narrative framework. A particularly schematic distinction between narrative and performance takes place in the Warner Bros. musicals of the early 1930s: 42nd Street (1933) and Gold Diggers of 1933 divide rigidly into straightforward backstage narratives interrupted by separate musical spectacles which, as Richard Dyer has pointed out, operate different conventions of spatial presentation. This explicit bifurcation of space into separate areas for narrative and performance, work and play, practiced as rigorously by Chaplin in Modern Times (1936) as by Busby Berkeley and his co-directors, is not necessary for performance to be disruptive. Gene Kelly's roller-skate dance in It's Always Fair Weather (M.G.M., 1955), for example, provides a transformation of space by performance, rather than by the perceptual conventions through which it is depicted. Instead of being passively integrated into a narrative space as he has been in the previous sequences, Kelly forcibly asserts himself against it, insisting, by his movements, that the audience's comprehension of the space and the object relations within it be revised. He glides along the street singing to himself, unaware either of the peculiarity of his movement or of his being an object of attention for passers-by. His performance of the song, essentially a private act shared with the film audience, creates a safe performing space free from narrative pressures (he is at the time being pursued by three thugs). Once Kelly becomes aware of his performance, he celebrates the safety it provides by dancing on the skates, drawing a crowd and even stopping the traffic, whereas his narrative identity would insist that he try to be as inconspicuous as possible. As long as he is dancing, in an arena made safe by his performance, he cannot be affected by narrative forces: the three thugs will not find him.

Within the consensus, tradition performance, although always available for consumption, is normally subordinated to and contained by narrative. M.G.M.'s 1936 production San Francisco provides a number of illustrations. Within the framework of a linear narrative built around a triangular relationship involving Clark Gable, Jeanette MacDonald and Jack Holt there are two kinds of suspending performances. McDonald sings a number of songs and arias, presented as events within the narrative (by devices such as intercutting between her singing, audience reaction, and one or both of the men), which propose a narrative development continuing at the same time as the performance, although

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such developments are never in themselves sufficient to justify the songs' duration in the fiction. They supply a separate kind of audience pleasure while remaining firmly placed within the narrative. The other performance is more disruptive of the narrative, since, like the Berkeley numbers, it operates a different set of spatial codings. The spectacle of the earthquake is introduced at a climactic moment of the plot: McDonald has just renounced Holt for Gable (establishing this by performing a song), and Gable has rejected her. At this level the earthquake has the conventional melodramatic function of the external, natural manifestation of the characters' tempestuous emotions (more frequently signaled by a thunderstorm). But the sequence of the earthquake itself is performed in a manner stylistically quite at odds with the rest of the film. The soft-focus quality of the narrative image is exchanged for a hard-edged, sharp-focus clarity, the previously exclusively eyeline-height camera level is replaced by extreme low and high angles and canted shots. Objects, rather than people, occupy the frame, with a concentration on selected details, such as the detached wheel of a crashed carriage, which is photographed spinning to the ground in three shots. The editing tempo is radically increased. It is not simply a montage sequence, nor a performance of special effects, although it is, obviously, both of those things. It is a sequence constructed along lines of expressive articulation quite different from the rest of the film, based on concepts of composition and rhythm, recognizable to the contemporary spectator as influenced by Eisenstein, and in fact the work of Slavko Vorkapich. In much the same way as the other sequences I have mentioned, this three-minute episode self-assertively marks itself off from the rest of the film, and claims a separate existence for itself within the fiction so long as it lasts. The end of the earthquake produces a reassertion of the narrative , which is then concerned with its own resolution as Gable searches for MacDonald. The fiction , however, has not been unaffected by this sequence, and the presentation of spectacle competes with the Gable-MacDonald narrative for fictive centrality during the remaining fifteen minutes of the film--to the extent that in occasional shots Gable, who is the narrative guide through the second earthquake and its aftermath, is abandoned both by the soundtrack suppressing his dialogue in favor of incidental figures (usually screaming), and by the camera's retreating from its usual distance of medium or full shots of him to a repeated placing of him as one among several figures in a long shot.

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There is, then, an inherent tension within Hollywood fictions between the activities of narrative and performance . Supplying a range of commodities from which the audience could, within limits, construct its own entertainment , the American cinema potentially allowed for a considerable diversity of political expression. That, in practice , it promulgated a consensual conservatism was the result not of its formal conventions so much as of its social function . But the containment of performance within narrative by most Hollywood film neither eliminated the possibilities for formal experimentation nor prevented the audience choosing the objects of its consumption within the fiction on offer. Those critics who argue that Hollywood film is essentially a realist narrative form conflate the dialectical relationship between narrative and performance into a unilateral emphasis on story, and restrict the polyvalent possibilities of the film-audience relationship. In terms of a political analysis, such a diagnosis assumes that ideology has a prior existence external to the film, whose operation of it can be seen as a hegemonic activity by the dominant bourgeoisie. If, against this, we see both film and audience as active,

if we see representational force as deriving from the process of becoming , being made, rather than from our contemplation of an object of accomplishment , then this has major implications for the relevance of a vocabulary of communication.

[Chaney, Fictions and Ceremonies]

If we see the film as an enactment , rather than a container , of ideology, then the process of inscription becomes central to the comprehension of ideology within any given film/text. For the critic to presume the existence of an ideologically preconditioned perceptual system--whether derived from a literary or a psychoanalytic aesthetic--is to drastically restrict the possibilities for the act of inscription.


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INTERLUDE

An American definition of a
first-class intelligence:
The ability to hold two opposed
ideas in the mind at the same
time, and still retain the ability
to function.
F. Scott Fitzgerald:
The Crack Up

"PRODUCTION FOR USE"--HOWARD HAWKS

You work your side of the
street, I'll work mine.
Steve McQueen in Bullitt

The imperatives of Hollywood production set strict limits on both the possibilities and the need for thematic sophistication in its individual films. These commercial restrictions are the first and largest hurdle confronting the auteur critic, desperately trying to convince himself and others that the apparently simple is secretly, subversively profound. Howard Hawks is a test case.

Hawks' films may be the models of thematic density that Robin Wood and others take them to be. But if they do reveal a consistent morality through their plot development and dialogue, it is no less rooted in nineteenth-century precepts than Ford's or Chaplin's. More importantly, earnest discussions of the high moral tone of Rio Bravo, dotted with caveats about the film's unpretentious and relaxed good humor, miss the point. The self-evident fact that Hawks' films whole-heartedly accept that their goal is to entertain is the first observation that must be made about them. For

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Hawks, working within the limitations of that perspective--acknowledging the film as product and accepting the status quo of the production system--is not a necessary evil but a positive virtue. It is his very recognition of these limited objectives which gives his practice of cinematic entertainment an emphasis so significantly different from that of his more orthodox contemporaries.

As practiced by Hollywood, entertainment relied on a balance between the familiar and the novel, the familiar being provided by the audience's recognition of conventional characters, situations, and so on. The idea of genre, as providing a stock of this familiar material, is thus central to an understanding of how the American cinema worked. It may be more useful to consider Hawks as a genre rather than an auteur, even if only briefly; the Hawksian hero and Hawksian woman have distinctive qualities that set them apart from other, conventional figures in much the same way that the generic archetypes of the Western are set apart from those of the crime film. Rio Bravo is more a re-make of Only Angels Have Wings than it is a Western. The Bogart-Bacall relationship in The Big Sleep presumes on their previous relationship in To Have and Have Not. Hawks' films repeat themselves, both inside and outside the single narrative, and this repetition provides a sense of enclosure within conventional modes of expression that informs the reactions of characters and audience alike. Looking at the dead Thomas Mitchell's meager possessions in Only Angels Have Wings, Cary Grant says: "Not much to show for twenty-two years." It is the second time he has said it in the film, and it is a line already familiar from Ceiling Zero which will be used again in Air Force. Hawks knows it, and Grant knows it, and he says it as if he knows it, so the audience know it, too. The scene, which makes a point about the necessary limitations of expressing emotion, is--like a generic configuration--transposable from film to film as a substantially intact block.

In keeping with this pattern of construction, the pleasures for the audience in a Hawks film are all incidental ones: whether they be the delights of unlikely engineering achievements (Pocket's rocket in Hatari!), the game-playing of characters within a scene (Bogart and Bacall all the time, Wayne and Clift in Red River, Martin and Brennan in Rio Bravo), or the enforced realization of the irrelevance of the linear plot (the song sequence in Rio Bravo). They are incidental in several senses. They are tangential to the plot.

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They are separate incidents in themselves, whose entertainment value derives from their performance-- how they happen, not why they happen . They are, like the cinema itself, transitory: they give immediate pleasure, and then they're over . In Hawks' narratives, the scene itself, and what happens within it, are more important than the scene's contribution to a developing plot. As a result, there is no imperative for his plots either to make sense or to progress.

If it mattered who killed Owen Taylor, The Big Sleep would collapse. The implausibilities of the story are accepted because attention is diverted elsewhere. The situation simply exists. The town in Rio Bravo is completely cut off. Statement. Narrative fact. This is the point from which the film tees off. The coincidence of Richard Barthelmess' arrival at Barranca in Only Angels Have Wings is not up for examination, it is simply the means of engineering the situations Hawks wants to make his film about. There is no need to explain why Carmen Sternwood walks into Joe Brody's apartment pointing a gun at him when Marlowe and Vivian are already there. Her entry is justified by the new elements she brings to the scene and by what happens after she arrives. Hawks plays on the immediacy of the audience's experience of film in his narrative construction, replacing plot logic with the pressure generated by one piece of film coming after another. The Big Sleep is sustained only by the passage from incident to incident, a completely internal narrative pressure which has no point of reference outside the film itself. The spatial tension of his framing or the a-temporal pacing of his scene transitions substitutes for exegesis. Because each scene works independently as a dramatic set-piece, we always seem to be where we ought to be, and never mind how we got here or where we're going next. With Hawks, you do not suspend your disbelief, you entirely disengage the faculty, because plausibility is not a requirement or an ingredient in his narratives. The plot is the final construct, built from the characters and situations that inhabit it. It comes last, not first , and its development is determined by the situations Hawks wishes to explore, not by a continual narrative pressure towards resolution. It may be more (Rio Bravo) or less (The Big Sleep) coherent, but the plot is never of primary importance. We are never in doubt of its outcome, only of the route.

Hawks' films are not progressive. They are self-contained exercises, and Hawks is a volunteer inside his

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own limitations. As a result, his aims are always limited and tactical. Scenes are frequently about the tactics of the situation they describe (Martin's entry into the Burdett saloon in Rio Bravo. It is not just that Hawks shoots in a deceptively simple visual style in which the camera rarely deviates from the eye-level shot of several characters forced into narrative relationship by their spatial proximity. Nor that this style of shooting emphasizes the claustrophobia of his interiors, establishing a pattern of tension and release between them and his fluid exteriors, where the capacity for expansive movement becomes a celebration of action and performance as their own rewards. Nor is it merely a matter of the way characters relate to each other, relying on conventions of cinematic narrative that allow their relationships to be presented in a form of shorthand, an indexical system of gesture and monosyllabic dialogue that permits the complicit audience to flesh out these skeletal figures.

Within any given scene, Hawks makes his audience work harder than any of his contemporaries . Whether it is a question of keeping pace with the machine-gun dialogue of His Girl Friday, or picking up on the sexual innuendo of Bogart and Bacall, or following the dual illogic of a Grant-Hepburn conversation in Bringing Up Baby, or interpreting a sentimental motive into the rigidly unsentimental action of Only Angels Have Wings, the spectator has to work to keep up and must participate in the scene if it is to function. It is one half of Hawks' dual approach to the question of his audience's passivity. He makes them work to read a second, unstated, layer of meaning within each of his scenes, and achieves their complicity by never making this process of participation explicit through explanation. Either you get the joke or you don't.

This, I take it, is what Hawks meant when he suggested that the director's primary skill was the ability to tell a story. But telling a story (narrative) is not the same as the story itself (plot). One of the things that makes Hawks such a supreme manipulator of narrative is his fluency in persuading the audience to ignore plot incongruities. It is by the very artificiality of his plots and settings that he operates the second, suitably contradictory half of his narrative equation, which emphasizes the passivity of the audience. Their inability to affect the passage of the film is stressed by the illogic of the plot development , by the refusal of Hawks' stories to make sense, to explain them selves, or even to progress.

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Hawks endorses the limited aim of entertainment, but by his practice of it he not only provides a different basis for entertainment and a different narrative model, he also negotiates a different relationship between film and audience. Like the most thoughtful of genre directors, he substitutes economy for realism--a point which should be obvious from the first five minutes of any of his films. The real world outside the cinema does not intrude into the artificiality of his entertainments. Hawks accepts the idea of the film as product, and the status quo of the production system, but he does so overtly, never purporting to present his films as anything other than a diverting illusion. This acknowledgment of limitation makes both the balance and the effect of his narratives differ from those of consensual directors who seek to offer their audiences an illusion of reality.

Instead, Hawks presents us with a fixed artifact, held together by the arbitrary juxtaposition of pieces of film of the same set of characters in different situations, and allows us to engage it at whatever level we choose. The option of presuming that the plot makes sense, even the option of presuming that His Girl Friday is about The Lure of Irresponsibility, is left open to us. By himself acknowledging the arbitrary nature of the film as closed text, and by permeating his films with that acknowledgment (embarrassing his characters by abandoning them in the middle of a two-shot for longer than they can comfortably find a reason to be there), he provides a text which thereby becomes open for the audience to manipulate for themselves. That acknowledgment comes through Hawks' acceptance of the status quo as the initial fact; he accepts the conventions of the cinema because that is a requirement of his industrial position. As he is interested in professionals because he regards competence as more interesting than incompetence, he sees his competent acceptance of convention as no more than the required professionalism of his job. But as a professional, he doesn't make films for amateurs. He does not disguise those conventions or seek to beguile his audience into believing in his films and characters as anything but fictions whose existence is limited to the spectator's experience of the film. Hawks dissents from the consensus by embracing the artificiality of the American cinema, and thus permitting his audience to acknowledge this artificiality at the same time that they acquiesce in the arbitrary nature of his narrative.

With Hawks as a starting-point, it is possible to propose a distinction between two strands of the American

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cinema: the Cinema of the Consensus, and the Cinema of Dissent. That dissent is sometimes, but by no means invariably, overtly political, but that is never its defining quality. What categorizes the Cinema of Dissent is its renegotiation of the relationship between film and audience, as the Consensus is categorized by its failure to do so. That process of renegotiation must always begin with the director's acceptance of the limitations of his position, both in relation to the system of production and in the nature of the unilateral communication he practices with his audience. That is why these Interludes on Dissent will consistently deal with directors who exploit the conventions of Hollywood cinema as a starting-point for their subversion.